AH
CFA
Firm Information
Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.
Areas of Practice
Estate Planning
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Advisor Information
Office location
Encinitas, CA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
September 2018 - Present · 7 yrs 4 mos
Capital Client Group, INC. Broker
September 2018 - Present · 7 yrs 4 mos
Capital Client Group, INC.
June 2018 - Present · 7 yrs 7 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - August 2008 · 1 yr 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - August 2008 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
Morgan Stanley
January 2007 - April 2007 · 3 mos
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
February 2004 - June 2006 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
May 1997 - July 2002 · 5 yrs 2 mos
Olde Discount CorporationBroker
June 1994 - May 1997 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.