Andres Mauricio Romero

CFP

Independent Advisor Alliance, LLC

31 Years of Experience

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Firm Information

Independent Advisor Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

286 advisors

Number of Clients

34,127 clients

Average Client Portfolio

$412K average

Assets Under Management

$14.1B

Fee Structure

Minimum Investment:None

IAA charges a single annual advisory fee for advisory services and execution of transactions in a wrap account. The maximum annual advisory fee is 2% of the market value of your account, including cash holdings. This fee may include Financial Planning and Consulting services. Advisory fees are negotiable. IAA may charge a lesser investment advisory fee based upon certain criteria.

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Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate PlanningTax PlanningHigh Net WorthBusiness Owners

Advisor Information

Office location

5555 Glenridge Connector, Suite 200, Atlanta, GA, 30342

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

April 2019

Judgment / Lien

November 2018

Judgment / Lien

April 2017

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Other Business ActivitiesSells Insurance

Andres is an independent broker for various insurance products since 1993, dedicating a few hours per week to this activity. He also provides investment advisory services through Independent Advisor Alliance, spending nearly full-time on this endeavor.