Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Minimum annual fee is $1,000 and is negotiable.
Fee Estimator
CJS Financial receives fees from investment advisory firms where they solicit clients. For direct management clients, fees are based on a percentage of assets under management, as detailed in the fee table. The minimum annual fee is $1,000 and is negotiable. Fees are billed monthly or quarterly in advance or arrears, depending on the contract. Fees are negotiable and may vary depending on the Investment Advisor Representative.
Areas of Practice
Advisor Information
Office location
1 Tara Boulevard, Ste. 200, Nashua, NH, 03062
Get directionsRegulatory History (4)
Customer Dispute
February 2018Customer Dispute
March 2016Customer Dispute
October 2000Customer Dispute
December 1999Other Business ActivitiesSells Insurance
Carl is the President & CEO of CJS Financial Corp., which handles branch office-related expenses, and President/Advisor/Owner of CJS Financial Advisors, a registered investment advisor and insurance agency. He also works as a licensed real estate sales associate and a Senior Managing Director for a private fund, dedicating nearly all of his time to the latter.