MR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
4,628 clients
Average Client Portfolio
$240K average
Assets Under Management
$1.1B
Fee Structure
Minimum Investment:$25K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable depending upon the needs of the client and complexity of the situation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Investment advisory fees are based on assets under management, as detailed in the fee table. These fees are negotiable. Financial planning fees are also negotiable and are paid in advance, but never more than six months in advance. There is a minimum account size of $25,000, which may be waived.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Loading...
Advisor Information
Office location
Louisville, KY
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2003Final Disposition
Other Business ActivitiesSells Insurance
Michael is an insurance agent for Carlson Financial, providing insurance quotes for life insurance and fixed indexed annuities since 2017. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Strategic Wealth Investment Group, LLC
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
Strategic Wealth Investment Group, LLC
October 2018 - May 2022 · 3 yrs 7 mos
Global Financial Private Capital, LLC
May 2018 - October 2018 · 5 mos
Wealthremedy, LLC
May 2017 - December 2017 · 7 mos
Tower Square Securities, INC.
October 2004 - January 2010 · 5 yrs 3 mos
State Registrations5 states
COINOHTXVA
Advisor
Exams
No exam information available for this advisor.