Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Direct-to-Consumer model pay an annual subscription fee for access to financial planning services and platform features. Clients may also purchase financial planning sessions with a financial advisor. Clients who invest through the Automated Index Investing (AII) programs are not charged an annual management fee by the Firm. However, the mutual funds and ETFs held within AII portfolios may have their own fees.
Areas of Practice
Advisor Information
Office location
800 Third Avenue #2800, New York, NY, 10022
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Arthur FloresRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Arthur works part-time as a family life and personal finance counselor for Zeiders Enterprises, providing human services solutions for military and veterans, taking about half of his time. He also works as an Investment Adviser Representative for Flores Wealth Planning, dedicating nearly full-time hours to providing investment advice and financial planning.
Employment History
Current Registrations
Origin Investment Advisory LLC
Flores Wealth Planning, LLC
Previous Registrations
Morgan Stanley Smith Barney LLC
State Registrations1 state
Exams
Additional Information
Arthur is a fee-only CERTIFIED FINANCIAL PLANNER™ professional located in New York City and works with clients in New York, New Jersey, and Long Island. Arthur has been a long-standing member of NAPFA and the XY Planning Network.