JK
James David Kallstrom
31 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M
Fee Structure
Minimum Investment:None
Financial Plan Fee:$500 - $3,000
Hourly Rate:$150 - $350/hr
Oak Ridge charges advisory fees that vary from 0.25% to 2.25% on managed assets, not to exceed a cumulative fee of 2.50%. Fees can be charged monthly or quarterly in advance or in arrears. Financial planning is offered on both a fixed fee and an hourly fee basis. Fixed fees range from $500 to $3,000. Hourly fees range from $150 to $350.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
701 Xenia Ave. South, Suite 100, Golden Valley, MN, 55416-1089
Get directionsRegulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2013Customer Dispute
August 2001Final
Customer Dispute
April 2001Denied
Customer Dispute
December 2000Denied
Customer Dispute
November 2000Settled
Customer Dispute
October 2000Closed-No Action
Customer Dispute
July 2000Closed-No Action
Customer Dispute
June 2000Closed-No Action
Customer Dispute
December 1998Denied
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
February 2017 - Present · 8 yrs 11 mos
The Oak Ridge Financial Services Group, INC. Broker
February 2013 - Present · 12 yrs 11 mos
Previous Registrations
Dougherty & Company LLC Broker
December 2003 - March 2013 · 9 yrs 3 mos
Wachovia Securities, LLC Broker
July 2003 - December 2003 · 5 mos
Prudential Securities IncorporatedBroker
December 2000 - July 2003 · 2 yrs 7 mos
Miller & Schroeder Financial, INC.Broker
June 1994 - December 2000 · 6 yrs 6 mos
State Registrations24 states
AZCACOCTDCFLIAIDILINKSMNMTNDNMNYOHPASCSDTXWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.