Brian David Lockhart

Peak Capital Management, LLC

31 Years of Experience

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Firm Information

Peak Capital Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

4 advisors

Number of Clients

118 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$148.5M

Fee Structure

Minimum Investment:$500K

Financial Plan Fee:$500 - $15,000

PCM's advisory fees are based on assets under management, ranging from 0.6% to 1% annually, paid quarterly. All fees are subject to negotiation. A minimum investment of $500,000 is generally required, but may be waived. Financial planning fees range from $500 to $15,000, depending on the complexity of the plan.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Advisor Information

Office location

9250 East Costilla Avenue, Suite 430, Greenwood Village, CO, 80112

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Regulatory History (1)

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Regulatory

September 2018

Final

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Other Business Activities

Brian is an indirect owner of PCM Tax Lien Fund, LP, dedicating a few hours per week to related duties. He is also a limited partner in Clinton/Costilla LLC, involved in real estate, and a director and board member for Newdea and NanoDX, respectively, spending minimal time on these roles.