JJ
Firm Information
Compensation
Commission-BasedFixed/Hourly
Number of Advisors
5 advisors
Number of Clients
11 clients
Average Client Portfolio
Not specified
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Advisor Information
Office location
250 Park Avenue, 10th Floor, New York, NY, 10177
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Needham & Company, LLC Broker
October 2022 - Present · 3 yrs 3 mos
Needham & Company, LLC
October 2022 - Present · 3 yrs 3 mos
Needham & Company, LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Park Avenue Securities LLC
June 2022 - October 2022 · 4 mos
Park Avenue Securities LLC Broker
June 2022 - October 2022 · 4 mos
Morgan Stanley
August 2019 - June 2022 · 2 yrs 10 mos
Morgan Stanley Broker
August 2019 - June 2022 · 2 yrs 10 mos
Foresters Advisory Services, LLC
October 2017 - June 2019 · 1 yr 8 mos
Foresters Financial Services, INC.Broker
May 2016 - June 2019 · 3 yrs 1 mo
Tower Square Securities, INC.Broker
September 2005 - September 2013 · 8 yrs
New England SecuritiesBroker
August 2003 - January 2015 · 11 yrs 5 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Metlife Securities INC.Broker
January 2003 - April 2016 · 13 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
January 2003 - July 2007 · 4 yrs 6 mos
Csfbdirect, INC.Broker
March 1999 - May 2001 · 2 yrs 2 mos
First Summit Securities, INC.Broker
April 1996 - March 1999 · 2 yrs 11 mos
Investors Associates, INC.Broker
July 1994 - August 1994 · 1 mo
State Registrations7 states
CAFLILMAMNNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.