DD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
59 advisors
Number of Clients
5,035 clients
Average Client Portfolio
$495K average
Assets Under Management
$2.5B
Fee Structure
Investment management fees are based on an advisory agreement between the client and Trek Financial. The fees cover discretionary advice. Financial planning fees are negotiable, and may be waived or reduced at the discretion of the investment advisor representative. Additional fees may apply for certain model portfolios and options strategies.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
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Advisor Information
Office location
815 E Second St., Suite 100, Defiance, OH, 43512
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2023Final
Regulatory
June 2022Final
Customer Dispute
April 2019Settled
Customer Dispute
August 2004Award / Judgment
Other Business Activities
Deborah is an accountant for DeTray Chiropractic Center, president of DeTray Investment Group (dedicating nearly full-time hours), treasurer for First Church of God, and owner of Northwest Tax Services (dedicating about 10-20% of her time during tax season). Only the investment group is investment-related.
Employment History
Current Registrations
Trek Financial
December 2019 - Present · 6 yrs 1 mo
Previous Registrations
Horter Investment Management, LLC
October 2013 - August 2019 · 5 yrs 10 mos
LPL Financial LLC Broker
July 2012 - October 2013 · 1 yr 3 mos
Advantage Investment Management, LLC
September 2009 - October 2013 · 4 yrs 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
June 2003 - July 2012 · 9 yrs 1 mo
National Planning CorporationBroker
June 2003 - July 2012 · 9 yrs 1 mo
Walnut Street Advisers INC
September 2000 - June 2003 · 2 yrs 9 mos
Walnut Street Securities, INC.Broker
August 2000 - June 2003 · 2 yrs 10 mos
American Investment Services, INC.Broker
December 1998 - August 2000 · 1 yr 8 mos
Sunamerica Securities, INC.Broker
January 1996 - December 1998 · 2 yrs 11 mos
Wma Securities, INC.Broker
September 1994 - February 1996 · 1 yr 5 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.