AM
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
217 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$205K average
Assets Under Management
$2.1B
Fee Structure
AFP offers a wrap fee program where a single fee covers advisory services and custodial transaction costs. The maximum annual fee is 3%. Fees are negotiable and may vary among clients. Third-party managed accounts have fees for the advisor, platform, and manager. Clients may also incur brokerage, investment, and custodial expenses.
Areas of Practice
Investment Management
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Advisor Information
Office location
3250 Lacey Road, Suite 130, Downers Grove, IL, 60515
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ausdal Financial Partners, INC.
January 2023 - Present · 3 yrs
Ausdal Financial Partners, INC. Broker
January 2023 - Present · 3 yrs
Previous Registrations
Edward Jones
October 2022 - January 2023 · 3 mos
Edward Jones Broker
October 2022 - January 2023 · 3 mos
Northern Trust Securities, INC. Broker
April 2022 - July 2022 · 3 mos
Northern Trust Investments, Incorporated
April 2022 - July 2022 · 3 mos
Ausdal Financial Partners, INC. Broker
October 2016 - April 2022 · 5 yrs 6 mos
Ausdal Financial Partners, INC.
October 2016 - April 2022 · 5 yrs 6 mos
Prudent Man Advisors, INC.
October 2014 - September 2016 · 1 yr 11 mos
Pma Securities, INC.Broker
October 2014 - September 2016 · 1 yr 11 mos
Kovitz Securities, LLCBroker
May 2014 - October 2014 · 5 mos
Kovitz Investment Group, LLC
May 2014 - October 2014 · 5 mos
Brooklight Place Securities, INC.
February 2010 - March 2014 · 4 yrs 1 mo
Brooklight Place Securities, INC.Broker
June 2009 - March 2014 · 4 yrs 9 mos
Mtl Equity Products, INC.
June 2009 - June 2009 · 0 mos
Strategic Advisers, INC.
June 2007 - March 2009 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
June 2007 - March 2009 · 1 yr 9 mos
T. Rowe Price Advisory Services, INC.
June 2001 - April 2007 · 5 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
December 1994 - April 2007 · 12 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.