BM

Buffy Jane Moldenhauer

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Fees for the Allspring Funds are based on a percentage of the fund's average daily net assets. For managed accounts, fees are negotiated with the program sponsor and generally range from 0.07% to 0.75% of the client's assets. Dual contract accounts have an upper fee range of 0.75%. Managed account clients also pay underlying investment fees and other account-related costs. Minimum account sizes range from $50,000 to $500,000 depending on the strategy and platform.

Areas of Practice
Investment Management
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Advisor Information

Office location

417 E. Chicago Street, Milwaukee, WI, 53202

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
December 2016 - Present · 9 yrs 1 mo
Allspring Funds Distributor, LLC
April 2005 - Present · 20 yrs 9 mos
Allspring Funds Distributor, LLCBroker
April 2005 - Present · 20 yrs 9 mos
Previous Registrations
Wells Fargo Funds Management, LLC
January 2005 - December 2014 · 9 yrs 11 mos
Strong Capital Management INC
July 2003 - January 2005 · 1 yr 6 mos
Strong Investments, INC.Broker
January 2002 - April 2005 · 3 yrs 3 mos
AXA Advisors, LLC Broker
April 1997 - January 2002 · 4 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1997 - January 2000 · 2 yrs 9 mos
Eq Financial Consultants, INC. Broker
April 1997 - May 1997 · 1 mo
The Equitable Life Assurance Society of the United StatesBroker
April 1997 - May 1997 · 1 mo
Edward D. Jones & Co., L.P. Broker
November 1994 - April 1997 · 2 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Buffy Jane Moldenhauer - Financial Advisor | AdvisorDiscover