MI
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
2,579 clients
Average Client Portfolio
$101K average
Assets Under Management
$259.8M
Fee Structure
Minimum Investment:None
Minimum Annual Fee:$1,000
Financial Plan Fee:$250 - $10,000
Hourly Rate:$150 - $500/hr
Asset management fees are based on a percentage of assets under management and are negotiable. The minimum annual fee is $1,000 and is also negotiable. Financial planning fees range from $150 to $500 per hour or $250 to $10,000 for multiple financial plans. Expansive financial planning services range from $500 to $10,000. An annual review and planning snapshot update is available for a flat fee ranging from $150 to $1,500.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
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Advisor Information
Office location
61 Maple Avenue, Canton, CT, 06019
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1987Award / Judgment
Other Business Activities
Max is writing literature for publication. This activity is not investment-related and takes about 10-20% of his time.
Employment History
Current Registrations
Fiscal Wisdom Wealth Management LLC
July 2023 - Present · 2 yrs 6 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
March 2023 - June 2023 · 3 mos
Fidelity Brokerage Services LLCBroker
February 2023 - June 2023 · 4 mos
Portsmouth - Smartlife Financial Group, LLC
September 2020 - January 2023 · 2 yrs 4 mos
Portsmouth Financial Services, INC.
February 2017 - January 2023 · 5 yrs 11 mos
Portsmouth Financial ServicesBroker
February 2017 - January 2023 · 5 yrs 11 mos
Scottrade Investment Management
January 2017 - February 2017 · 1 mo
Scottrade, INC.Broker
January 2017 - February 2017 · 1 mo
Portsmouth Financial ServicesBroker
April 2016 - December 2016 · 8 mos
Portsmouth Financial Services
April 2016 - December 2016 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2016 - April 2016 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 2016 - April 2016 · 3 mos
Portsmouth Financial ServicesBroker
November 2013 - December 2015 · 2 yrs 1 mo
Portsmouth Financial Services
November 2013 - December 2015 · 2 yrs 1 mo
East / West Securities CORP.Broker
February 2012 - November 2013 · 1 yr 9 mos
East/west Securities CO.Broker
October 1998 - March 2012 · 13 yrs 5 mos
Mcclurg Capital Corporation Broker
July 1997 - September 1998 · 1 yr 2 mos
Cruttenden Roth Incorporated Broker
January 1997 - June 1997 · 5 mos
Rodman & Renshaw INC.Broker
January 1996 - January 1997 · 1 yr
Wedbush Morgan Securities INC. Broker
February 1994 - January 1996 · 1 yr 11 mos
Transamerica Financial Resources, INC.Broker
August 1993 - April 1994 · 8 mos
Bancal Investment Services, INC.Broker
June 1992 - January 1993 · 7 mos
Lehman Brothers INC.Broker
August 1990 - January 1991 · 5 mos
Thomas F. White & Co., IncorporatedBroker
May 1990 - August 1990 · 3 mos
Gna Securities, INC.Broker
May 1989 - March 1990 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1986 - August 1987 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1986 - December 1986 · 0 mos
Montgomery SecuritiesBroker
July 1986 - December 1986 · 5 mos
Underwood, Neuhaus & Co., IncorporatedBroker
September 1985 - July 1986 · 10 mos
Cowen & CO.Broker
August 1985 - September 1985 · 1 mo
Sunstrand Securities Corporation, INC.Broker
January 1985 - July 1985 · 6 mos
Cowen Securities INC.Broker
December 1981 - January 1985 · 3 yrs 1 mo
Cowen & CO.Broker
December 1980 - January 1985 · 4 yrs 1 mo
Lehman Brothers Kuhn Loeb IncorporatedBroker
February 1978 - November 1980 · 2 yrs 9 mos
Lehman Brothers IncorporatedBroker
May 1975 - February 1978 · 2 yrs 9 mos
Bache & CO IncorporatedBroker
September 1973 - June 1975 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
November 1966 - November 1973 · 7 yrs
State Registrations3 states
CAGAOK
Advisor
Exams
No exam information available for this advisor.