JS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
768 clients
Average Client Portfolio
$235K average
Assets Under Management
$180.5M
Fee Structure
Information about fees is not provided in this brochure supplement. Richard J. Carlesco Jr. receives only a salary from IBN Financial Services, Inc.
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Advisor Information
Office location
Holbrook, NY
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024Pending
Customer Dispute
June 1997Settled
Other Business Activities
Joseph is the 100% owner of JD Prosperities, Inc., a holding company, dedicating minimal time. He also serves on the board of directors and owns 3% of JSJ Energy Ventures, Inc., an energy consulting firm, and acts as a strategic advisor for Harlem Standard Equity, a real estate consulting firm, spending minimal time on each.
Employment History
Current Registrations
Ibn Financial Services, INC. Broker
February 2023 - Present · 2 yrs 11 mos
Ibn Financial Services, INC.
February 2023 - Present · 2 yrs 11 mos
Ibn Advisory Services, INC.
January 2023 - Present · 3 yrs
Previous Registrations
Traderfield Securities INC.Broker
January 2019 - September 2020 · 1 yr 8 mos
American Portfolios Financial Services, INC.Broker
March 2017 - December 2018 · 1 yr 9 mos
Ameriprise Financial Services, INC.
June 2014 - March 2017 · 2 yrs 9 mos
Ameriprise Financial Services, INC. Broker
October 1998 - March 2017 · 18 yrs 5 mos
Ids Life Insurance CompanyBroker
October 1998 - July 2006 · 7 yrs 9 mos
The J.B. Sutton Group, LLCBroker
August 1996 - June 1998 · 1 yr 10 mos
Stratton Oakmont INC.Broker
February 1996 - January 1997 · 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.