CO
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
Westfield, NJ
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a referral agent for Sotheby's Heritage House Realtors since 2017, providing client referrals to agents. This activity requires minimal time.
Employment History
Current Registrations
Pruco Securities, LLC
May 2008 - Present · 17 yrs 8 mos
Pruco Securities, LLC.
March 2004 - Present · 21 yrs 10 mos
Pruco Securities, LLC. Broker
March 2004 - Present · 21 yrs 10 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.