Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Financial planning fees range from $500 to $25,000 depending on complexity. Modular financial planning is available at $500 per hour. Portfolio management fees are based on a tiered schedule (see table). Legacy clients may have different fee schedules. The firm may charge $100/year per account, but this may be waived. Fees are negotiable for accounts over $10,000,000. A minimum of $250,000 is generally required to open and maintain an advisory account, but this may be waived.
Areas of Practice
Advisor Information
Office location
6121 Excelsior Blvd, St Louis Park, MN, 55416
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a managing member of Secured Retirement Associates, LLC, an insurance agency, since 2007. He spends about half his time on this activity, selling insurance products.