JF

John Peter Ferrick

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, or fixed fees, depending on the service. The firm can reduce its investment management fee based on factors like anticipated future earnings or the amount of assets managed. Clients may also pay fees charged by mutual funds, REITs, ETFs, and other collective investment vehicles. GPA advisors can receive compensation for services provided in correlation with the advisory services herein, as well as commissions for insurance transactions and group annuities.

Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInsurance PlanningInvestment Management
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Advisor Information

Office location

200 W. Jackson Blvd. #1000, Chicago, IL, 60606

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Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2024
Judgment / Lien
February 2024
Judgment / Lien
January 2021
Judgment / Lien
October 2020
Judgment / Lien
August 2020
Customer Dispute
April 2019
Award / Judgment
Other Business ActivitiesSells Insurance

John is a board member for Escape Therapeutics, a trustee for two trusts whose sole purpose is to own life insurance policies, and a managing member for several real estate development and acquisition companies. He dedicates minimal time to these activities.

Employment History
Current Registrations
Quincy Wells Advisors, LLC
January 2022 - Present · 4 yrs
Great Point Capital LLCBroker
November 2020 - Present · 5 yrs 2 mos
Previous Registrations
Great Point Advisors, LLC
November 2020 - December 2020 · 1 mo
Arete Wealth Management, LLCBroker
November 2014 - November 2020 · 6 yrs
Arete Wealth Advisors, LLC
November 2014 - November 2020 · 6 yrs
Ausdal Financial Partners, INC.
January 2014 - November 2014 · 10 mos
Ausdal Financial Partners, INC. Broker
November 2013 - November 2014 · 1 yr
Roth Capital Partners, LLC Broker
January 2013 - November 2013 · 10 mos
Roth Capital Partners, LLC
January 2013 - November 2013 · 10 mos
Advanced Equities, INC.
January 2011 - November 2012 · 1 yr 10 mos
Advanced Equities, INC.Broker
October 2008 - November 2012 · 4 yrs 1 mo
E*trade Capital Markets LLCBroker
October 2006 - November 2008 · 2 yrs 1 mo
Harrison Trading Group, LLCBroker
June 2005 - March 2006 · 9 mos
Dempsey & Company, L.L.C.Broker
February 2002 - October 2003 · 1 yr 8 mos
Melvin Specialists, L.L.C.Broker
January 2002 - March 2002 · 2 mos
Blue Chip Trading L.L.C.Broker
August 1999 - December 2001 · 2 yrs 4 mos
Melvin Securities, L.L.C.Broker
November 1997 - November 1999 · 2 yrs
Tradetech Securities L.P.Broker
March 1995 - November 1997 · 2 yrs 8 mos
Dempsey & CompanyBroker
February 1995 - February 1995 · 0 mos
State Registrations17 states
CACTFLILINMDMIMNMSNJNVNYOHTNTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Peter Ferrick - Financial Advisor | AdvisorDiscover