BM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northland Asset Management
October 2015 - Present · 10 yrs 3 mos
Northland Securities, INC. Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Fintegra, LLC
January 2014 - August 2015 · 1 yr 7 mos
Fintegra, LLCBroker
May 2003 - August 2015 · 12 yrs 3 mos
Sii Investments, INC.Broker
April 2002 - April 2003 · 1 yr
Transamerica Financial Advisors, INC.Broker
February 2001 - February 2002 · 1 yr
Washington Square Securities, INC. Broker
April 2000 - February 2001 · 10 mos
Offerman & CompanyBroker
July 1997 - February 2000 · 2 yrs 7 mos
Primevest Financial Services, INC.Broker
April 1996 - July 1997 · 1 yr 3 mos
Benefitscorp Equities, INC.Broker
February 1995 - April 1996 · 1 yr 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.