Paul James Pittman

CFP

Wealthplan Investment Management LLC

30 Years of Experience

View SEC Summary

Firm Information

Wealthplan Investment Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

25 advisors

Number of Clients

1,572 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$1.6B

Fee Structure

Minimum Investment:$5K

This firm offers financial planning, consulting, and asset management services. Details on fees for these services were not included in this brochure.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate PlanningTax PlanningInsurance Planning

Advisor Information

Office location

101 S 108th Ave, 3rd Floor, Omaha, NE, 68154

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Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2008

Denied

Customer Dispute

February 2002

Denied

Customer Dispute

June 2000

Settled

Customer Dispute

January 1999

Settled

Criminal

April 1992

Final Disposition

Customer Dispute

April 1991

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Paul sells insurance, dedicating minimal time to it, and is affiliated with Wealthplan Partners RIA and The Preferred Client Group, his DBA, spending nearly full-time on these activities. He also owns a clothing brand and works as a public speaker/corporate comedian, dedicating minimal time to each.