LA

Lori Ann Alberts

27 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24 advisors
Number of Clients
1,924 clients
Average Client Portfolio
$513K average
Assets Under Management
$986.2M

Fee Structure

Minimum Investment:$10K
Hourly Rate:$150 - $1,000/hr

Client accounts may have a management fee ranging from 0.25% to 3.00%, depending on account value and the investment program selected. Fees are charged quarterly in advance. The SAMI Proprietary Management Account Program requires a minimum of $10,000 of assets under management, but this may be negotiable. Consulting services are available at an hourly rate of $150 to $1,000, or a fixed flat fee, agreed upon on a case-by-case basis.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

1703 Monroe Avenue, Rochester, NY, 14618-1487

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Brighton Securities CORP.
September 2018 - Present · 7 yrs 4 mos
Brighton Securities CORP. Broker
November 2017 - Present · 8 yrs 2 mos
Previous Registrations
Brighton Securities Capital Management, INC.
March 2023 - June 2024 · 1 yr 3 mos
Brighton Securities Capital Management, INC.
May 2021 - December 2021 · 7 mos
Morgan Stanley
November 2016 - November 2017 · 1 yr
Morgan Stanley Broker
November 2016 - November 2017 · 1 yr
Wall Street Financial Group, INC
April 2015 - September 2016 · 1 yr 5 mos
Wall Street Financial Group, INC.Broker
April 2013 - September 2016 · 3 yrs 5 mos
Lifemark Securities CORP. Broker
April 1998 - March 2013 · 14 yrs 11 mos
State Registrations11 states
CACODCFLLAMAMNMONMNYVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.