CL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
256 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$622.0M
Fee Structure
Minimum Investment:$3M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $20.0M | 0.75% |
| $20M+ | 0.75% |
Fees negotiable for accounts over $20,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The standard fee schedule is based on the total value of your managed assets. For example, a $4 million portfolio would cost $40,000 per year. Fees are negotiable for accounts over $20 million. The minimum account size is generally $3,000,000, but it's $100,000 for wrap fee programs. Client-directed accounts are charged 0.10% annually, billed quarterly.
Areas of Practice
Investment Management
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Advisor Information
Office location
6730 N. Scottsdale Road, Suite 230, Sottsdale, AZ, 85253
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Laffer Tengler Investments, INC.
December 2019 - Present · 6 yrs 1 mo
Previous Registrations
Butcherjoseph Asset Management, LLC
September 2019 - April 2020 · 7 mos
LPL Financial LLC Broker
April 2017 - August 2019 · 2 yrs 4 mos
LPL Financial LLC
April 2017 - August 2019 · 2 yrs 4 mos
Waddell & Reed
January 2015 - April 2017 · 2 yrs 3 mos
Waddell & ReedBroker
September 2013 - April 2017 · 3 yrs 7 mos
Cibc World Markets CORP.Broker
May 2011 - March 2012 · 10 mos
RBC Dain Rauscher INC. Broker
November 2002 - January 2003 · 2 mos
RBC Dominion Securities CorporationBroker
February 1995 - January 2003 · 7 yrs 11 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.