Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.
Areas of Practice
Advisor Information
Office location
One Federal Street, 19th Floor, Boston, MA, 02110
Get directionsRegulatory History (2)
Regulatory
July 2017Employment Separation After Allegations
April 2017Other Business Activities
Callum is the treasurer for Walpole Area Visiting Nurses Association, dedicating minimal time to reviewing financial reports, establishing budgets, and monitoring endowment investments. He is also a co-director of Newsboys Reading Room Association and an emergency outdoor care responder for Waterville Valley Resort Ski Patrol, spending a few hours per week during the ski season.