JD
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:$500 - $5,000
Hourly Rate:Up to $500/hr
SALLC offers consulting services with fees up to $500 per hour or fixed fees ranging from $500 to $5,000 per plan. They also offer TPIA programs where fees are determined by the TPIA. For Assets Under Management, the maximum annual fee is 3% and is negotiable. The minimum initial investment in the Assets under Management Programs is $25,000.00.
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Charlotte, NC
Get directionsRegulatory History (20)
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Judgment / Lien
October 2024Regulatory
March 2018Final
Judgment / Lien
February 2018Judgment / Lien
February 2018Judgment / Lien
May 2017Judgment / Lien
January 2017Judgment / Lien
December 2016Judgment / Lien
October 2016Judgment / Lien
July 2016Judgment / Lien
October 2015Judgment / Lien
April 2015Judgment / Lien
November 2014Judgment / Lien
October 2013Judgment / Lien
October 2012Judgment / Lien
October 2012Judgment / Lien
May 2012Judgment / Lien
October 2011Judgment / Lien
June 2011Judgment / Lien
October 2005Judgment / Lien
August 1994Other Business Activities
Jeffrey is involved in several business activities, including Crimson Bear Roasting (a coffee roasting retail/wholesale business), sales at West Marine (taking about a third of his time), and The Deuel Group (financial services, full-time). The Deuel Group is considered business-related and involves financial services.
Employment History
Current Registrations
Supreme Alliance LLC
May 2019 - Present · 6 yrs 8 mos
Supreme Alliance LLC
May 2019 - Present · 6 yrs 8 mos
Supreme Alliance LLC Broker
May 2019 - Present · 6 yrs 8 mos
Previous Registrations
Infinity Financial Services
November 2016 - April 2019 · 2 yrs 5 mos
Infinity Financial ServicesBroker
November 2016 - April 2019 · 2 yrs 5 mos
Scf Investment Advisors, INC.
December 2015 - November 2016 · 11 mos
Scf Securities, INC.Broker
December 2015 - November 2016 · 11 mos
LPL Financial LLC
May 2005 - December 2015 · 10 yrs 7 mos
LPL Financial LLC Broker
May 2005 - December 2015 · 10 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 1997 - May 2005 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 1995 - May 2005 · 10 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.