KP

Konstantin Solomon Prives

30 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Flagstar Advisors charges an advisory fee, a sponsor fee, and potentially a TPA fee. The advisory fees are based on a percentage of assets under management and are negotiable. TPA fees range from 0.25% to 1.25% and may or may not be negotiable. Fees are deducted directly from your account. You may terminate the advisory agreement with 30 days written notice.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

485 Madison Avenue, New York, NY, 10022

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2011
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
February 2008
Settled
Customer Dispute
March 2003
Denied
Other Business Activities

Konstantin is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB) and its affiliate Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.

Employment History
Current Registrations
Flagstar Advisors, INC.
March 2011 - Present · 14 yrs 10 mos
Flagstar Advisors Broker
March 2011 - Present · 14 yrs 10 mos
Previous Registrations
Hsbc Securities (usa) INC.
July 2006 - February 2011 · 4 yrs 7 mos
Hsbc Securities (usa) INC. Broker
April 2006 - February 2011 · 4 yrs 10 mos
Chase Investment Services CORP.
October 1997 - April 2006 · 8 yrs 6 mos
Chase Investment Services CORP.Broker
September 1996 - April 2006 · 9 yrs 7 mos
Chemical Investment Services CORP.Broker
April 1995 - September 1996 · 1 yr 5 mos
Commonwealth Equity Services, INC. Broker
February 1995 - April 1995 · 2 mos
State Registrations23 states
AKCACTDCFLGAILMDMEMIMNNCNJNVNYOHPARISCTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Konstantin Solomon Prives - Financial Advisor | AdvisorDiscover