AB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
Financial Plan Fee:$500 - $10,000
Financial planning fees are fixed and range from $500 to $10,000, and are negotiable. If you terminate the financial planning service, you'll receive a prorated refund based on the work completed. For recommending and monitoring third-party advisors, the firm charges an annual fee ranging from 0.25% to 0.99% of assets under management, collected quarterly in advance. These fees are separate from the third-party advisor's fees.
Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningHigh Net Worth
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Advisor Information
Office location
Spring, TX
Get directionsRegulatory History (1)
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Customer Dispute
January 2006Denied
Other Business ActivitiesSells Insurance
Arthur is an independent insurance agent selling long-term care, health, and disability insurance, dedicating about 10-20% of his time. He also owns an independent business with ACN, reviewing telecommunications, television, and energy services for potential discounts, spending minimal time on this activity.
Employment History
Current Registrations
Baron Financial Advisors, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Baron Financial Advisors, LLC
March 2014 - December 2022 · 8 yrs 9 mos
Park Avenue Securities LLC
February 2007 - April 2014 · 7 yrs 2 mos
Ameritas Investment CORP
September 2004 - December 2005 · 1 yr 3 mos
The Advisors Group, INC.
May 2002 - September 2004 · 2 yrs 4 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.