Douglas Emitte

Dae Wealth Management

28 Years of Experience

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Firm Information

Dae Wealth Management

Compensation

Fee-Only (AUM)

Number of Advisors

1 advisor

Number of Clients

106 clients

Average Client Portfolio

$195K average

Assets Under Management

$20.7M

Fee Structure

This brochure supplement provides information about Tu Nguyen that supplements the DAE Capital Strategies LLC brochure. Please refer to the DAE Capital Strategies LLC brochure for fee information.

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Advisor Information

Office location

Roseville, CA

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

May 2016

Customer Dispute

September 2008

Denied

Customer Dispute

August 2007

Denied

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Other Business ActivitiesSells Insurance

Douglas is the IAR/Founder & CEO of D.A.E Capital Strategies, LLC DBA D.A.E Wealth Management, offering financial planning, investment management, retirement planning, insurance, and alternative investments, dedicating about a quarter of his time. Douglas is also a licensed insurance agent.