Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees may be negotiated.
Fee Estimator
You will pay an annual management fee based on the value of your portfolio, billed quarterly in advance. For example, the fee is 1.25% on the first $2 million, 1.00% on the next $3 million (up to $5 million), 0.80% on the next $5 million (up to $10 million), and 0.70% on amounts over $10 million. These fees may be negotiable. The advisor does not have any minimum requirements for opening or maintaining an account.
Areas of Practice
Advisor Information
Office location
Northbrook, IL
Get directionsRegulatory History (1)
Criminal
November 1994Other Business ActivitiesSells Insurance
James is associated with Coral Reef Advisors as a Registered Investment Advisor, dedicating about half his time. He also sells fixed insurance through various providers and works as a registered representative for a broker-dealer, Private Client Services, focusing on commission-based securities sales.