DO
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This document does not contain any fee information. It is a brochure supplement providing information about the firm's executive management.
Areas of Practice
Investment Management
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Advisor Information
Office location
50 High Street, 4th Floor, North Andover, MA, 01845
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Capital Securities Corporation
February 2017 - Present · 8 yrs 11 mos
Northern Capital Securities Corporation Broker
July 1996 - Present · 29 yrs 6 mos
Previous Registrations
Northern Capital Securities Corporation
February 2007 - June 2009 · 2 yrs 4 mos
Northern Capital Advisors Corporation
January 1996 - June 2005 · 9 yrs 5 mos
C.A. Atlantic Securities, INC.Broker
October 1995 - July 1996 · 9 mos
State Registrations25 states
ALARCACOCTDEFLIDILINKYLAMAMDMENCNHNJNYOHPARITXVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.