JF
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
768 clients
Average Client Portfolio
$235K average
Assets Under Management
$180.5M
Fee Structure
Information about fees is not provided in this brochure supplement. Richard J. Carlesco Jr. receives only a salary from IBN Financial Services, Inc.
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Advisor Information
Office location
Ridgefield, CT
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ibn Financial Services, INC
January 2022 - Present · 4 yrs
Ibn Financial Services, INC.
January 2022 - Present · 4 yrs
Ibn Financial Services, INC. Broker
January 2022 - Present · 4 yrs
Previous Registrations
Guggenheim Funds Distributors, LLC Broker
March 2014 - January 2022 · 7 yrs 10 mos
Guggenheim Distributors, LLCBroker
October 2009 - March 2014 · 4 yrs 5 mos
Security Global Investors
June 2009 - October 2010 · 1 yr 4 mos
Guggenheim Investments
June 2009 - January 2022 · 12 yrs 7 mos
Security Distributors, INC.Broker
December 2008 - November 2009 · 11 mos
Nationwide Fund Distributors LLCBroker
September 2003 - December 2007 · 4 yrs 3 mos
Prudential Securities IncorporatedBroker
June 1997 - October 1999 · 2 yrs 4 mos
Monroe Parker Securities, INC.Broker
October 1995 - April 1997 · 1 yr 6 mos
State Registrations7 states
CACTGAMANJNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.