Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $2.0M | 2.25% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Fees for asset management and pension consulting are based on a percentage of assets under management. Financial planning and consulting fees are charged on an hourly basis ($100-$500) or a flat fee basis ($1,500-$10,000), depending on the complexity. Fees are negotiable. Some associates may sell securities for a commission.
Areas of Practice
Advisor Information
Office location
8800 E. Raintree Drive, Ste. 110, Scottsdale, AZ, 85260
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance agent selling life, fixed, and health insurance, dedicating about half his time to this. He also owns an insurance agency and sells life and health insurance through Smooth Sand Group, LLC, spending minimal time on this.