Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $1.0M | 2.50% |
| $1M+ | 2.00% |
Maximum fees. Actual fees and breakpoints are negotiable.
Fee Estimator
B. Riley Wealth Advisors offers wrap fee programs where you pay a single fee for investment advice, brokerage, and custodial services. The maximum annual fee for the Advisor-as-Portfolio Manager (APM) program is 2.75% on the first $250,000, 2.50% on the next $750,000, and 2.00% above $1,000,000. Fees and breakpoints are negotiable. Sub-advisers on the Envestnet platform typically charge 0.25% to 0.75% per year, included in the wrap fee. The minimum account size ranges from $25,000 to $250,000, but is negotiable. Clients may receive a net negative yield on cash balances held in the Bank Deposit Sweep Program (BDSP).
Areas of Practice
Advisor Information
Office location
2-10 Broad St., Suite 203/303, Red Bank, NJ, 07701
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley is the President and CEO of Harrison Wealth Management, a holding company, dedicating a few hours per week to bookkeeping and accounting. He is also the President and CIO of B Riley Wealth Insurance, selling life, health, fixed, and variable annuities, dedicating a few hours per week.