CF
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
79 advisors
Number of Clients
4,121 clients
Average Client Portfolio
$303K average
Assets Under Management
$1.2B
Fee Structure
Financial Planning:Included in AUM fee
Financial Plan Fee:Up to $15,000
Hourly Rate:Up to $400/hr
Gateway Wealth charges fees for financial planning, consulting, and investment management. Financial planning fees range up to $15,000 on a fixed fee basis or $400 hourly. Investment management fees vary up to 3.00% annually based on portfolio size and services rendered. Retirement plan advisory fees are up to 1.50% annually. Fees are negotiable based on various factors. Clients may incur additional third-party charges.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
100 W. Lawrence Street, Suite 304, Appleton, WI, 54911
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004Denied
Other Business ActivitiesSells Insurance
Charles is involved in several business activities. He works with Gateway Financial Partners selling non-variable insurance and as a DBA for LPL business, and is an IAR for Gateway Wealth Partners LLC. He also owns Thee Artisan Woodworker LLC and CMF Financial LLC.
Employment History
Current Registrations
Gateway Wealth Partners, LLC
March 2024 - Present · 1 yr 10 mos
LPL Financial LLC Broker
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2018 - March 2024 · 5 yrs 11 mos
Conscious Capital Wealth Management, LLC
March 2016 - April 2024 · 8 yrs 1 mo
J.W. Cole Financial, INC.Broker
March 2016 - May 2018 · 2 yrs 2 mos
J. W. Cole Advisors, INC.
March 2016 - March 2016 · 0 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2013 - March 2016 · 2 yrs 4 mos
National Planning CorporationBroker
November 2013 - March 2016 · 2 yrs 4 mos
Waddell & Reed, INC.Broker
January 2013 - November 2013 · 10 mos
Waddell & Reed
January 2013 - November 2013 · 10 mos
Cco Investment Services CORP.
May 2007 - January 2013 · 5 yrs 8 mos
Cco Investment Services CORP. Broker
May 2007 - January 2013 · 5 yrs 8 mos
CUNA Brokerage Services, INC.
April 2001 - May 2007 · 6 yrs 1 mo
CUNA Brokerage Services, INC.Broker
January 2000 - May 2007 · 7 yrs 4 mos
People's Securities, INC.Broker
June 1998 - December 1999 · 1 yr 6 mos
Liberty Securities CorporationBroker
February 1997 - March 1998 · 1 yr 1 mo
Nationwide Advisory Services, INC. Broker
July 1996 - January 1997 · 6 mos
Metlife Securities INC.Broker
October 1995 - June 1996 · 8 mos
Metropolitan Life Insurance CompanyBroker
October 1995 - June 1996 · 8 mos
State Registrations5 states
CTFLNYPRVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.