Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
3 clients
Average Client Portfolio
$814.1M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

SIM provides subadvisory services for a wrap fee program, allowing them to manage client accounts for a single fee that includes portfolio management and transaction costs. Accounts may also be managed using Sleeves, which will allow a client to invest in multiple strategies in one account by using sub-accounts. The fees vary depending on the model used. There is generally an account minimum of $10,000 for the Strategic and certain Enhanced Focus Index Models, an account minimum of $100,000 for the Tactical Models and certain Enhanced Index Models. There is an account minimum of $250,000 for the Multi Asset Strategies. Fees for all Custom Strategies will be negotiated and may vary based on strategy, complexity and asset size of the account.

Areas of Practice
Investment ManagementSocially Responsible Investing
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Advisor Information

Office location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stratos Wealth Advisors LLC
October 2025 - Present · 3 mos
Stratos Wealth Partners, Ltd
October 2025 - Present · 3 mos
Stratos Investment Management, LLC
October 2025 - Present · 3 mos
LPL Financial LLC
October 2025 - Present · 3 mos
LPL Financial LLC Broker
October 2025 - Present · 3 mos
Previous Registrations
Hightower Advisors, LLC
June 2024 - September 2025 · 1 yr 3 mos
Hightower Securities, LLCBroker
June 2024 - September 2025 · 1 yr 3 mos
LPL Financial LLC Broker
April 2015 - June 2023 · 8 yrs 2 mos
LPL Financial LLC
April 2015 - June 2023 · 8 yrs 2 mos
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley Broker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2005 - April 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
Citicorp Investment Services
April 2002 - August 2005 · 3 yrs 4 mos
Citicorp Investment ServicesBroker
April 1998 - August 2005 · 7 yrs 4 mos
Chatfield Dean & Co., INC.Broker
July 1995 - December 1995 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Charis Ivana Jones - Financial Advisor | AdvisorDiscover