Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SWP offers various advisory services with different fee structures. Clients may pay a management fee plus transaction charges (non-wrap) or a single wrap fee. Financial planning services are available for a flat fee, subscription, or hourly rate. A minimum account value of $10,000 is generally required for advisor-managed accounts, but this may be lower in certain instances. Hourly consulting fees are charged by IARs.
Areas of Practice
Advisor Information
Office location
500 N Hurstbourne Pkwy #150, Louisville, KY, 40222-5392
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
A. operates Horizon Wealth Management as a DBA for their LPL business, dedicating full-time hours. A. also provides financial planning and consulting services through Horizon Wealth Management, LLC, an independent investment advisor firm, spending minimal time on this activity. A. also has a non-variable insurance business, spending minimal time on this activity.