KN
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
2,967 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.8B
Fee Structure
Minimum Investment:$250K
Financial Planning:Included in AUM fee
Financial Plan Fee:$250 - $5,000
Hourly Rate:$75 - $250/hr
Essex Financial charges investment management fees ranging from 0.50% to 1.50% annually, based on factors like the scope and complexity of services, asset level, and overall relationship. Financial planning services are offered on an hourly basis ($75-$250/hour) or a fixed fee ($250-$5,000). The firm generally requires a minimum account size of $250,000.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
176 Westbrook Road, Essex, CT, 06426
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Settled
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Essex Financial Services, INC.
March 2014 - Present · 11 yrs 10 mos
Previous Registrations
Essex Financial Services, INC. Broker
April 2016 - June 2021 · 5 yrs 2 mos
Sontag Advisory LLC
August 2011 - March 2014 · 2 yrs 7 mos
Strategic Advisers, INC.
February 1998 - August 2011 · 13 yrs 6 mos
Fidelity Brokerage Services LLCBroker
March 1997 - August 2011 · 14 yrs 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1995 - March 1997 · 1 yr 8 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.