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Jeremy Thomas Raco

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9176 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
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Advisor Information

Office location

350 Linden Oaks, Suite 140, Rochester, NY, 14625

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Customer Dispute
November 2011
Denied
Customer Dispute
May 2007
Closed-No Action
Criminal
July 1994
Final Disposition
Other Business ActivitiesSells Insurance

Jeremy sells insurance through APFS Rochester, dedicating a few hours per week. He also works as an investment adviser representative for Novem Group and a registered representative for OSAIC Wealth, Inc., spending about half his time on each.

Employment History
Current Registrations
Osaic Wealth, INC. Broker
October 2024 - Present · 1 yr 3 mos
Novem Group
April 2015 - Present · 10 yrs 9 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
February 2013 - October 2024 · 11 yrs 8 mos
Hornor, Townsend & Kent, INC.
January 2008 - February 2013 · 5 yrs 1 mo
Hornor, Townsend & Kent, INC. Broker
January 2008 - February 2013 · 5 yrs 1 mo
1717 Capital Management Company
December 2006 - January 2008 · 1 yr 1 mo
1717 Capital Management CompanyBroker
December 2002 - January 2008 · 5 yrs 1 mo
Signator Investors, INC.Broker
April 1996 - December 2002 · 6 yrs 8 mos
State Registrations11 states
AZFLGAMDNCNJNYOHSCVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Jeremy Thomas Raco - Financial Advisor | AdvisorDiscover