BK
ChFC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
768 clients
Average Client Portfolio
$235K average
Assets Under Management
$180.5M
Fee Structure
Information about fees is not provided in this brochure supplement. Richard J. Carlesco Jr. receives only a salary from IBN Financial Services, Inc.
Loading...
Advisor Information
Office location
Phoenixville, PA
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2005Final
Customer Dispute
January 2002Award / Judgment
Regulatory
March 2000Final
Regulatory
September 1988Final
Other Business ActivitiesSells Insurance
Bart is involved with fixed insurance sales, pre-paid legal services, and a homeowner's association finance committee. He is also associated with Capital Planning Corporation.
Employment History
Current Registrations
Ibn Financial Services, INC
October 2017 - Present · 8 yrs 3 mos
Ibn Financial Services, INC.
October 2017 - Present · 8 yrs 3 mos
Ibn Financial Services, INC. Broker
October 2017 - Present · 8 yrs 3 mos
Previous Registrations
Financial West Group
July 2003 - October 2017 · 14 yrs 3 mos
Financial West GroupBroker
June 2003 - October 2017 · 14 yrs 4 mos
Capital Strategies LimitedBroker
January 1982 - January 2004 · 22 yrs
Cardell & Associates, IncorporatedBroker
February 1980 - December 1981 · 1 yr 10 mos
Lincoln Investment Planning, INC. Broker
November 1978 - October 1983 · 4 yrs 11 mos
Chubb Securities CorporationBroker
April 1975 - March 1980 · 4 yrs 11 mos
Fin-Plan Investments, INC.Broker
July 1973 - May 1975 · 1 yr 10 mos
Shearson, Hammill & Co., IncorporatedBroker
September 1972 - September 1973 · 1 yr
Baylin Advisors, INC.Broker
August 1971 - October 1972 · 1 yr 2 mos
Fin-Plan Investments, INC.Broker
January 1970 - July 1971 · 1 yr 6 mos
State Registrations3 states
FLNJPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.