MA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
692 clients
Average Client Portfolio
$431K average
Assets Under Management
$297.9M
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.5M | 1.90% |
| $1.5M - $5.0M | 1.60% |
| $5.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees/Commissions are negotiable with each Advisory Client. The SCM annual platform fee is 20 basis points or 0.2%. This fee is included in the above fee schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
SCM charges a maximum annual fee based on your portfolio size (see rates in table). Financial planning services are offered for an hourly or flat fee. The minimum net worth for a financial plan is $100,000. The minimum account size for asset management is $100,000, but SCM may accept accounts below this at its discretion. There are also transaction charges for trades executed in Advisory Client’s AMA.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Suttons Bay, MI
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2013Customer Dispute
December 2007Closed-No Action
Customer Dispute
April 2007Settled
Employment History
Current Registrations
Saxony Capital Management, LLC
January 2025 - Present · 1 yr
Saxony Securities, INC.
June 2013 - Present · 12 yrs 7 mos
Saxony Securities, INC.Broker
June 2013 - Present · 12 yrs 7 mos
Previous Registrations
Saxony Capital Management, LLC
July 2013 - December 2024 · 11 yrs 5 mos
Wells Fargo Advisors, LLC
January 2008 - May 2013 · 5 yrs 4 mos
Wells Fargo Advisors, LLC Broker
January 2008 - May 2013 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.
September 2002 - January 2008 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
January 1996 - January 2008 · 12 yrs
Citicorp Investment ServicesBroker
August 1995 - January 1996 · 5 mos
State Registrations10 states
AZCAFLILINKYMAMINCNM
AdvisorBrokerBoth
Exams
No exam information available for this advisor.