DM

Daniel John Mazurek

30 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
52 advisors
Number of Clients
2,855 clients
Average Client Portfolio
$354K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$50K

NPA Asset charges an annual fee based on a percentage of assets under management. The maximum annual account management fee is 3%, but fees are negotiable. Advisors may also charge a one-time Portfolio Development Fee, up to 1% of assets under management. Clients may incur transaction charges and other fees imposed by NWD or third parties. Fees and fee structures vary from advisor to advisor. The specific advisory program selected may cost the client more or less than purchasing program services separately.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

2 Changebridge Rd, Montville, NJ, 07045

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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2023
Judgment / Lien
May 2023
Judgment / Lien
October 2022
Judgment / Lien
September 2021
Judgment / Lien
April 2021
Judgment / Lien
November 2020
Customer Dispute
February 2001
Settled
Other Business ActivitiesSells Insurance

Daniel is dually registered with NPA Asset Management and Nationwide Planning Associates Inc. Daniel is also an independent insurance agent through various agencies.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs
Nationwide Planning Associates INC.Broker
March 2004 - Present · 21 yrs 10 mos
Previous Registrations
Npa Asset Management, LLC
October 2008 - December 2017 · 9 yrs 2 mos
Walnut Street Securities, INC.Broker
August 2003 - March 2004 · 7 mos
Metlife Securities INC.Broker
July 2003 - March 2004 · 8 mos
Metropolitan Life Insurance CompanyBroker
January 2002 - March 2004 · 2 yrs 2 mos
Nathan & Lewis Securities, INC.Broker
December 2001 - August 2003 · 1 yr 8 mos
Ws Griffith Securities, INC.Broker
August 1995 - December 2001 · 6 yrs 4 mos
State Registrations10 states
FLGAMANCNJNMNYSCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel John Mazurek - Financial Advisor | AdvisorDiscover