CH
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B
Fee Structure
A.G.P. charges fees based on a percentage of assets under management, which are negotiable and range up to 3%. These fees are payable quarterly in advance. Financial planning services are charged on an hourly basis. A.G.P. also sponsors a Wrap Fee Program with fees ranging up to 2%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1701 Pennsylvania Ave, Suite 216, Washington, DC, 20006
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2024Customer Dispute
December 2023Settled
Other Business Activities
Charles is a partner in Hartley LLC, a rental property co-owned with his brother, since 2004. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
February 2024 - Present · 1 yr 11 mos
A.G.P. / Alliance Global Partners
February 2024 - Present · 1 yr 11 mos
A.G.P. / Alliance Global Partners Broker
February 2024 - Present · 1 yr 11 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - March 2024 · 1 yr 7 mos
B. Riley Wealth ManagementBroker
October 2020 - March 2024 · 3 yrs 5 mos
B Riley Wealth Management
October 2020 - December 2022 · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
February 2013 - October 2020 · 7 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC Broker
February 2013 - October 2020 · 7 yrs 8 mos
Raymond James Financial Services Advisors, INC
January 2009 - February 2013 · 4 yrs 1 mo
Raymond James Financial Services
May 2002 - January 2009 · 6 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2002 - February 2013 · 10 yrs 10 mos
Robertson Stephens, INC.Broker
January 1999 - December 2000 · 1 yr 11 mos
Bear, Stearns & CO. INC. Broker
June 1997 - February 1999 · 1 yr 8 mos
Montgomery SecuritiesBroker
August 1996 - June 1997 · 10 mos
State Registrations28 states
AZCACOCTDCFLGAHIINMAMDMINCNHNJNMNVNYOHOKORPARISCTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.