CM

Charles Francis Mcateer

30 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
255 clients
Average Client Portfolio
$481K average
Assets Under Management
$122.8M

Fee Structure

Minimum Investment:None
Financial Plan Fee:$1,500 - $2,500
Hourly Rate:$150 - $500/hr

Fees are charged for planning and portfolio management. Financial planning fees range from $1,500 to $2,500 per plan or $150 to $500 per hour. The maximum annual asset management fee is 2.00%. Fees may be negotiable at the discretion of the IAR. Clients may also incur fees from third-party investment managers or sub-advisors, with a maximum fee of 1.5% of assets managed.

Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

20640 3rd Steet, Suite 300, Saratoga, CA, 95070

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Regulatory History (1)
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Employment Separation After Allegations
September 2019
Other Business Activities

Charles is the owner of Fortress Retirement Group, a support company, where he serves as Managing Director and Financial Advisor. He also co-owns Life Changing Nutraceuticals Inc., handling finances and working with attorneys, dedicating minimal time to this.

Employment History
Current Registrations
Aria Wealth Management
October 2019 - Present · 6 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2015 - October 2019 · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2015 - October 2019 · 4 yrs 9 mos
Morgan Stanley Broker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
State Registrations2 states
GATX
Advisor
Exams
No exam information available for this advisor.