SS
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
2 clients
Average Client Portfolio
$66.9M average
Assets Under Management
$133.7M
Fee Structure
Financial Planning:Investment management only
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.00% |
Fees may be negotiated to a level lower than the Maximum Advisory fee schedule based on mandate size and client servicing requirements.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the market value of your portfolio. The fee is 1.00% on all managed assets. This fee does not include brokerage commissions, transaction fees, custodial fees, and other related costs.
Areas of Practice
Investment Management
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Advisor Information
Office location
100 Crescent Court, Suite 1150, Dallas, TX, 75201
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Group Asset Management
October 2000 - Present · 25 yrs 3 mos
Previous Registrations
Discovery Management, Ltd.
October 2000 - November 2006 · 6 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.