Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WAM's fees for referred client relationships range from 0.45% to 1.00% per year, based on agreements with the referring advisory firm. The firm has an initial minimum account size of $500,000 for new clients. Clients may also incur custodial and transaction fees. Fees are deducted quarterly, in advance, and are based on the end-of-quarter valuation of assets under management. Unearned fees are refunded if the advisory relationship is terminated before the end of a quarter.
Areas of Practice
Advisor Information
Office location
100 Market Street, Suite 203, Portsmouth, NH, 03801
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a National Accounts Manager at Wellesley Asset Management, dedicating full-time hours to this role. He also holds various volunteer and finance-related positions at several organizations, including museums, historical societies, and clubs, requiring minimal time commitments.