David Jin Kyu Chong

Strategy Asset Managers L.L.C.

29 Years of Experience

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Firm Information

Strategy Asset Managers L.L.C.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

9 advisors

Number of Clients

572 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$741.5M

Fee Structure

Minimum Investment:$250K

Financial Plan Fee:$1,500 - $20,000

Hourly Rate:Up to $400/hr

For Institutional Investment Management, fees are negotiable, with a maximum of 0.750% for the first $25 million, 0.625% for the next $25 million, and 0.500% thereafter. Comprehensive Asset Management has a maximum annual fee of 2.00%, also negotiable. Financial Planning & Consulting is charged hourly (up to $400/hour) or flat fees ($1,500 to $20,000). Retirement Plan Consulting fees will not exceed 1.00% of plan assets.

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Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2021

Regulatory

December 2020

Final

Employment Separation After Allegations

July 2018

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Other Business Activities

David is a director of planning/advisor and financial advisor at Strategy Asset Managers LLC since 2018. He dedicates nearly full-time hours to this role, with a significant portion during trading hours.