Cynthia A Pulver

Kingswood Wealth Advisors, LLC

29 Years of Experience

View SEC Summary

Firm Information

Kingswood Wealth Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

111 advisors

Number of Clients

9,250 clients

Average Client Portfolio

$267K average

Assets Under Management

$2.5B

Fee Structure

Minimum Investment:$100K

Financial Plan Fee:$100 - $3,000

Hourly Rate:Up to $300/hr

Fees for investment management are based on a percentage of assets, up to 2.5% annually, and are negotiable. Financial planning fees are either fixed or hourly (up to $300/hour), depending on the engagement. For accounts below the $100,000 minimum, a $20 quarterly fee is assessed. Clients using third-party managers will not be charged a total combined management fee over 3%. A $50 termination fee may apply.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingHigh Net Worth

Advisor Information

Office location

11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127

Get directions

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

December 2018

Employment Separation After Allegations

December 2018

Customer Dispute

July 2006

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Cynthia is involved in several outside business activities, including a flow-through entity, mortgage loan origination, fixed life and annuity products, and health insurance. She dedicates about a quarter of her time to fixed life and annuity products, and a few hours per week to other activities.