Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WMS charges fees for investment management, ranging from 0.00% to 1.2%. Hourly planning services are billed between $120.00 and $500.00 per hour, depending on complexity and experience. Financial planning and investment management fees may also be structured as a flat annual fee invoiced quarterly. Investment advisory fees are negotiable.
Areas of Practice
Advisor Information
Office location
8550 E Shea Blvd, Suite 130, Scottsdale, AZ, 85260
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a 50% owner and manager of WMS Fund Management, LLC, which manages a fixed income private placement investment. He spends a few hours per week on day-to-day operations and winding down the operations.