AR

Alberta Stephens Roberts

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
440 advisors
Number of Clients
11,822 clients
Average Client Portfolio
$164K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only

BLAS co-sponsors wrap fee programs with third-party managers. These programs have advisory fees ranging from 1.00% to 2.18% annually, and account minimums range from $5,000 to $150,000.

Areas of Practice
Investment Management
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Advisor Information

Office location

303 E. Wacker Drive, 5th Fl, Chicago, IL, 60601

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alberta is the Chief Compliance Officer/Secretary/Municipal Principal for Bankers Life Securities, Inc. and the Chief Compliance Officer/Secretary for Bankers Life Advisory Services, Inc., dedicating nearly full-time hours to each. She also serves as Secretary for Bankers Life Securities General Agency, spending minimal time maintaining insurance licenses.

Employment History
Current Registrations
Bankers Life Advisory Services, INC.
March 2016 - Present · 9 yrs 10 mos
Bankers Life Securities, INC.
August 2015 - Present · 10 yrs 5 mos
Bankers Life Securities, INC.Broker
August 2015 - Present · 10 yrs 5 mos
Previous Registrations
Crown Sterling LLCBroker
March 2014 - November 2014 · 8 mos
M&i Distributors LLCBroker
May 2012 - October 2013 · 1 yr 5 mos
M&i Financial Advisors, INC.
March 2012 - August 2012 · 5 mos
M&i Financial Advisors, INCBroker
February 2012 - November 2012 · 9 mos
Amcore Investment Services, INCBroker
July 2010 - November 2010 · 4 mos
Amcore Investment Services, INC
July 2010 - September 2010 · 2 mos
First National Investments, INC.Broker
March 2007 - September 2007 · 6 mos
BMO Harris Financial Advisors, INC.Broker
November 2005 - October 2013 · 7 yrs 11 mos
BMO Harris Financial Advisors, INC
November 2005 - October 2013 · 7 yrs 11 mos
Harrisdirect LLC
November 2002 - December 2005 · 3 yrs 1 mo
Harrisdirect LLCBroker
May 2002 - December 2005 · 3 yrs 7 mos
Harris Investorline INC.Broker
April 2002 - May 2002 · 1 mo
First Variable Capital Services, INC.Broker
March 2001 - June 2001 · 3 mos
Iac Securities, INC.Broker
March 2000 - April 2002 · 2 yrs 1 mo
Public Employees Equities Services CompanyBroker
August 1997 - September 1998 · 1 yr 1 mo
Metlife Securities INC.Broker
November 1995 - March 2000 · 4 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 1995 - March 2000 · 4 yrs 4 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberta Stephens Roberts - Financial Advisor | AdvisorDiscover