DG
David Jay Goldenberg
29 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M
Fee Structure
Minimum Investment:None
Financial Plan Fee:$500 - $3,000
Hourly Rate:$150 - $350/hr
Oak Ridge charges advisory fees that vary from 0.25% to 2.25% on managed assets, not to exceed a cumulative fee of 2.50%. Fees can be charged monthly or quarterly in advance or in arrears. Financial planning is offered on both a fixed fee and an hourly fee basis. Fixed fees range from $500 to $3,000. Hourly fees range from $150 to $350.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
701 Xenia Avenue South, Suite 100, Golden Valley, MN, 55416-1089
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Denied
Other Business Activities
David owns Comm Clean Services, an office cleaning service, since 2016. He spends about 10-20% of his time on this, with minimal time during trading hours.
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC. Broker
September 2018 - Present · 7 yrs 4 mos
The Oak Ridge Financial Services Group, INC
September 2018 - Present · 7 yrs 4 mos
Previous Registrations
Feltl Advisors
July 2014 - September 2018 · 4 yrs 2 mos
Feltl & CompanyBroker
July 2014 - September 2018 · 4 yrs 2 mos
Robert W. Baird & CO. Incorporated
March 2008 - July 2014 · 6 yrs 4 mos
Robert W. Baird & CO. Incorporated Broker
March 2008 - July 2014 · 6 yrs 4 mos
Wells Fargo Investments, LLC
May 2004 - March 2008 · 3 yrs 10 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - March 2008 · 7 yrs 3 mos
Wells Fargo Securities INC.Broker
October 2000 - May 2001 · 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
September 2000 - December 2000 · 3 mos
A. G. Edwards & Sons, INC.Broker
March 1996 - September 2000 · 4 yrs 6 mos
State Registrations18 states
AZCACOFLGAIALAMNNDNENJNVNYRISCSDUTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.