EA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Erik Anderson is a registered representative with J.H. Darbie & Co., Inc. and Wolf A. Popper, Inc., and receives compensation based on the sale of securities and brokerage products, including mutual fund share classes that pay sale charges and distribution or service fees, and transaction commissions.
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Advisor Information
Office location
48 Wall St., Suite 1206, New York, NY, 10005
Get directionsRegulatory History (1)
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Financial
May 2016Final
Other Business Activities
Erik is a compliance consultant for Saro Partners and himself. He spends about 10-20% of his time on the Saro Partners role and a few hours per week on his own compliance consulting.
Employment History
Current Registrations
J.H. Darbie & Co., INC.
February 2024 - Present · 1 yr 11 mos
Wolf A. Popper, INC.
July 2021 - Present · 4 yrs 6 mos
Wolf A. Popper, INC.Broker
July 2021 - Present · 4 yrs 6 mos
J.H. Darbie & Co., INC.
November 2017 - Present · 8 yrs 2 mos
J.H. Darbie & Co., INC. Broker
November 2017 - Present · 8 yrs 2 mos
Previous Registrations
Legend Securities, INC.Broker
September 2015 - December 2016 · 1 yr 3 mos
Phx Financial, INC.Broker
March 2015 - September 2015 · 6 mos
Portfolio Advisors Alliance, INC.Broker
July 2013 - June 2014 · 11 mos
John Thomas FinancialBroker
February 2011 - June 2013 · 2 yrs 4 mos
Brookville Capital Partners LLC.Broker
March 2010 - December 2010 · 9 mos
Seaboard Securities, INC.Broker
March 2009 - October 2009 · 7 mos
Martinez-Ayme SecuritiesBroker
October 2008 - March 2009 · 5 mos
Basic Investors INC.Broker
June 2008 - October 2008 · 4 mos
Oppenheimerfunds Distributor, INC.Broker
January 1998 - August 2007 · 9 yrs 7 mos
State Registrations6 states
AZCAILNJNYTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.