Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services charges fixed fees ($1,000.00 to $15,000.00) or hourly fees ($175.00 to $350.00) for financial planning/consulting services, depending on complexity. Portfolio management fees are negotiable, generally ranging from 0.50% to 2.00% of assets under management, depending on the program. Fees are billed quarterly in arrears or advance depending on the investment management program.
Areas of Practice
Advisor Information
Office location
5959 Topanga Canyon Blvd, Suite 180, Woodland Hills, CA, 91367
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George owns several businesses, including GPM Financial Corporation, KM Financial Group Inc, George P Mendoza Tax Service, and GPM Securities Corporation. He also sells fixed annuities and life insurance through direct relationships with Equitrust Life and Jackson Nat Life, dedicating a few hours per week to this activity.