Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable depending upon the needs of the client and complexity of the situation.
Fee Estimator
Novem Group's maximum annual advisory fees are based on assets under management, ranging from 2.50% on the first $250,000 to 1.50% on assets over $5,000,000. These fees are negotiable. Financial planning fees can be flat, hourly, or tiered. Clients are responsible for third-party fees. Fees are paid quarterly in advance or arrears, with pro-rated refunds upon termination.
Areas of Practice
Advisor Information
Office location
7 Grove Street Suite 301, Topsfield, MA, 01983
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an investment adviser representative at Novem Group, dedicating nearly full-time hours to this role. He is also the owner of Topsfield Financial Group and a licensed insurance agent, selling occasional insurance products and spending minimal time on this activity.